Skip to main content

Advertisement

Log in

Support for a Comprehensive Background Check Requirement and Expanded Denial Criteria for Firearm Transfers: Findings from the Firearms Licensee Survey

  • Published:
Journal of Urban Health Aims and scope Submit manuscript

Abstract

Federal and state policies on eligibility to purchase and possess firearms and background check requirements for firearm transfers are undergoing intensive review and, in some cases, modification. Our objective in this third report from the Firearms Licensee Survey (FLS) is to assess support among federally licensed firearms retailers (gun dealers and pawnbrokers) for a background check requirement on all firearm transfers and selected criteria for denying the purchase of handguns based on criminal convictions, alcohol abuse, and serious mental illness. The FLS was conducted by mail during June–August, 2011 on a random sample of 1,601 licensed dealers and pawnbrokers in 43 states who were believed to sell at least 50 firearms annually. The response rate was 36.9 %, typical of establishment surveys using such methods. Most respondents (55.4 %) endorsed a comprehensive background check requirement; 37.5 % strongly favored it. Support was more common and stronger among pawnbrokers than dealers and among respondents who believed that “it is too easy for criminals to get guns.” Support was positively associated with many establishment characteristics, including sales of inexpensive handguns, sales that were denied when the purchasers failed background checks, and sales of firearms that were later subjected to ownership tracing, and were negatively associated with sales at gun shows. Support for three existing and nine potential criteria for denial of handgun purchase involving criminal activity, alcohol abuse, and mental illness exceeded 90 % in six cases and fell below 2/3 in one. Support again increased with sales of inexpensive handguns and denied sales and decreased with sales of tactical (assault-type) rifles. In this survey, which was conducted prior to mass shootings in Aurora, Colorado; Oak Creek, Wisconsin; Newtown, Connecticut; and elsewhere, licensed firearm sellers exhibited moderate support for a comprehensive background check requirement and very strong support for additional criteria for denial of handgun purchases. In both cases, support was associated with the intensity of respondents’ exposure to illegal activities.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Figure 1.
Figure 2.
Figure 3.

Similar content being viewed by others

References

  1. Institute of Medicine, National Research Council. Priorities for research to reduce the threat of firearm-related violence. Washington, DC: The National Academies Press, 2013.

  2. Hoyert DL, Xu J. Deaths: preliminary data for 2011. Natl Vital Stat Rep. 2012; 61(6): 1–65.

    Google Scholar 

  3. Web-based Injury Statistics Query and Reporting System (WISQARS). National Center for Injury Prevention and Control, Centers for Disease Control and Prevention. http://www.cdc.gov/injury/wisqars/index.html. Accessed October 25, 2012.

  4. NCVS Victimization Analysis Tool (NVAT). Bureau of Justice Statistics; 2012. http://www.bjs.gov/index.cfm?ty=nvat. Accessed March 13, 2013.

  5. Wintemute GJ, Claire BE, McHenry VS, Wright MA. Epidemiology and clinical aspects of stray bullet shootings in the United States. J Trauma Acute Care Surg. 2012; 73(1): 215–223.

    Article  PubMed  Google Scholar 

  6. Kotlowitz A. There are no children here. New York, NY: Doubleday; 1991.

    Google Scholar 

  7. Kozol J. Amazing grace. New York, NY: HarperPerennial; 1996.

    Google Scholar 

  8. 18 USC §922(d).

  9. District of Columbia v Heller, 128, 2783 (SCt 2008).

  10. McDonald v City of Chicago, 130, 3020 (SCt 2010).

  11. Frandsen RJ, Naglich D, Lauver GA. Background checks for firearm transfers, 2010Statistical Tables. Washington, DC: Bureau of Justice Statistics; 2013. NCJ 238226

  12. Wintemute GJ, Wright MA, Drake CM, Beaumont JJ. Subsequent criminal activity among violent misdemeanants who seek to purchase handguns: risk factors and effectiveness of denying handgun purchase. JAMA. 2001; 285(8): 1019–1026.

    Article  CAS  PubMed  Google Scholar 

  13. Wright MA, Wintemute GJ, Rivara FA. Effectiveness of denial of handgun purchase to persons believed to be at high risk for firearm violence. Am J Public Health. 1999; 89(1): 88–90.

    Article  CAS  PubMed Central  PubMed  Google Scholar 

  14. Webster DW, Vernick JS, McGinty EE, Alcorn T. Preventing the diversion of guns to criminals through effective firearm sales laws. In: Webster DW, Vernick JS, eds. Reducing gun violence in America: informing policy with evidence and analysis. Baltimore, MD: The Johns Hopkins University Press; 2013: 109–121.

    Google Scholar 

  15. Ludwig JA, Cook PJ. Homicide and suicide rates associated with implementation of the Brady Handgun Violence Prevention Act. JAMA. 2000; 284(5): 585–591.

    Article  CAS  PubMed  Google Scholar 

  16. Cook PJ, Ludwig J. Guns in America: results of a comprehensive national survey on firearms ownership and use. Washington, DC: The Police Foundation; 1996.

    Google Scholar 

  17. Harlow CW. Firearm use by offenders. Washington, DC: Bureau of Justice Statistics; 2001. NCJ 189369

  18. Scalia J. Federal firearm offenders, 199298. Washington, DC: Bureau of Justice Statistics; 2000. NCJ 180795

  19. Vittes KA, Vernick JS, Webster DW. Legal status and source of offenders’ firearms in states with the least stringent criteria for gun ownership. Inj Prev. 2013; 19(1): 26–31.

    Article  PubMed  Google Scholar 

  20. Wintemute GJ, Drake CM, Beaumont JJ, Wright MA, Parham CA. Prior misdemeanor convictions as a risk factor for later violent and firearm-related criminal activity among authorized purchasers of handguns. JAMA. 1998; 280(24): 2083–2087.

    Article  CAS  PubMed  Google Scholar 

  21. Wright MA, Wintemute GJ. Felonious or violent criminal activity that prohibits gun ownership among prior purchasers of handguns: incidence and risk factors. J Trauma. 2010; 69(4): 948–955.

    Article  PubMed  Google Scholar 

  22. Bureau of Justice Statistics. Survey of state procedures related to firearm sales, 2005. Washington, DC: Bureau of Justice Statistics; 2006. NCJ 214645

  23. Wintemute GJ. Characteristics of federally licensed firearms retailers and retail establishments in the United States: initial findings from the Firearms Licensee Survey. J Urban Health. 2012; 90(1): 1–26.

    Article  PubMed Central  Google Scholar 

  24. Wintemute GJ. Frequency of and responses to illegal activity related to commerce in firearms: findings from the Firearms Licensee Survey. Published online ahead of print by Inj Prev, March 11, 2013. doi:10.1136/injuryprev-2012-040715

  25. Bureau of Alcohol, Tobacco, Firearms and Explosives. Downloadable lists of Federal Firearms Licensees (FFLs). http://www.atf.gov/about/foia/ffl-list.html. Accessed October 26, 2012.

  26. SAS for Windows [computer program]. Version 9.1.3. Cary, NC: SAS Institute; 2003.

  27. Dillman D, Smith J. Internet, mail, and mixed-mode surveys: the tailored design method. 3rd edition ed. Hoboken, NJ: Wiley; 2009.

    Google Scholar 

  28. Dillman DA, Gertseva A, Mahon-Haft T. Achieving usability in establishment surveys through the application of visual design principles. J Off Stat. 2005; 21(2): 183–214.

    Google Scholar 

  29. Smith TW. Public attitudes towards the regulation of firearms. Chicago, IL: NORC/ University of Chicago; 2007.

    Google Scholar 

  30. Teret SP, Webster DW, Vernick JS, et al. Support for new policies to regulate firearms: results of two national surveys. N Engl J Med. 1998; 339(12): 813–818.

    Article  CAS  PubMed  Google Scholar 

  31. Federal Bureau of Investigation. Total NICS background checks. http://www.fbi.gov/about-us/cjis/nics/reports/04032012_1998_2012_monthly_yearly_totals.pdf. Accessed November, 2010.

  32. The American Association for Public Opinion Research. Standard definitions: final dispositions of case codes and outcome rates for surveys. 7th edition. AAPOR; 2011.

  33. Wintemute GJ. Inside gun shows: what goes on when everybody thinks nobody’s watching. Sacramento, CA: Violence Prevention Research Program; 2009.

    Google Scholar 

  34. Bureau of Alcohol, Tobacco and Firearms. Following the gun: enforcing federal laws against firearms traffickers. Washington, DC: Bureau of Alcohol, Tobacco and Firearms; 2000.

  35. Braga AA, Kennedy DM. The illicit acquisition of firearms by youth and juveniles. J Crim Justice. 2001; 29(2): 379–388.

    Article  Google Scholar 

  36. Braga AA, Wintemute GJ, Pierce GL, Cook PJ, Ridgeway G. Interpreting the empirical evidence on illegal gun market dynamics. J Urban Health. 2012; 89(5): 779–793.

    Article  PubMed Central  PubMed  Google Scholar 

  37. Sorenson SB, Vittes K. Buying a handgun for someone else: firearm dealer willingness to sell. Inj Prev. 2003; 9(2): 147–150.

    Article  CAS  PubMed Central  PubMed  Google Scholar 

  38. Wintemute GJ. Disproportionate sales of crime guns among licensed handgun retailers in the United States: a case–control study. Inj Prev. 2009; 15(5): 291–299.

    Article  CAS  PubMed  Google Scholar 

  39. Wintemute GJ. Firearm retailers’ willingness to participate in an illegal gun purchase. J Urban Health. 2010; 87(5): 865–878.

    Article  PubMed Central  PubMed  Google Scholar 

  40. Webster DW, Vernick JS. Keeping firearms from drug and alcohol abusers. Inj Prev. 2009; 15(6): 425–427.

    Article  CAS  PubMed  Google Scholar 

  41. Bureau of Alcohol, Tobacco and Firearms. Crime gun trace analysis reports: the illegal youth firearms market in 27 communities. Washington, DC: Bureau of Alcohol, Tobacco and Firearms, 1999.

  42. Cook PJ, Braga AA. Comprehensive firearms tracing: strategic and investigative uses of new data on firearms markets. Ariz Law Rev. 2001; 43(Summer): 277.

    Google Scholar 

  43. Wintemute GJ, Romero MP, Wright MA, Grassel KM. The life cycle of crime guns: a description based on guns recovered from young people in California. Ann Emerg Med. 2004; 43(6): 733–742.

    Article  PubMed  Google Scholar 

  44. Wintemute GJ, Cook PJ, Wright MA. Risk factors among handgun retailers for frequent and disproportionate sales of guns used in violent and firearm related crimes. Inj Prev. 2005; 11(6): 357–363.

    Article  CAS  PubMed Central  PubMed  Google Scholar 

  45. Bureau of Alcohol, Tobacco and Firearms. Commerce in firearms in the United States. Washington, DC: Bureau of Alcohol, Tobacco and Firearms; 2000.

  46. Braga AA, Cook PJ, Kennedy DM, Moore MH. The illegal supply of firearms. In: Tonry M, ed. Crime and justice: a review of research. Vol 29. Chicago, IL: The University of Chicago Press; 2002: 319–352.

  47. Pierce GL, Braga AA, Hyatt RRJ, Koper CS. Characteristics and dynamics of illegal firearms markets: implications for a supply-side enforcement strategy. Justice Q. 2004; 21(2): 391–422.

    Article  Google Scholar 

  48. Wright MA, Wintemute GJ, Webster DW. Factors affecting a recently-purchased handgun’s risk for use in crime under circumstances that suggest gun trafficking. J Urban Health. 2010; 87(3): 352–364.

    Article  PubMed Central  PubMed  Google Scholar 

  49. Koper CS. Crime gun risk factors: buyer, seller, firearm, and transaction characteristics associated with gun trafficking and criminal gun use. Philadelphia, PA: Jerry Lee Center of Criminology; 2007.

    Google Scholar 

  50. Wintemute GJ. Ring of fire: the handgun makers of Southern California. Sacramento, CA: Violence Prevention Research Program; 1994.

    Google Scholar 

  51. Barry CL, McGinty EE, Vernick JS, Webster DW. After Newtown—public opinion on gun policy and mental illness. N Engl J Med. 2013;368(12):1077–1081.

    Google Scholar 

  52. Global L. Gun owners poll. New York, NY: Mayors Against Illegal Guns; 2012.

    Google Scholar 

  53. American Viewpoint/Momentum Analysis. Results from a national survey of 1003 registered voters. New York, NY: Mayors Against Illegal Guns; 2011.

    Google Scholar 

  54. Greenland Quinlan Rosner Research, The Tarrance Group. Americans support common sense measures to cut down on illegal guns. New York, NY: Mayors Against Illegal Guns; 2008

  55. California Department of Justice. Dealers record of sale transactions. Available at: http://oag.ca.gov/sites/all/files/pdfs/firearms/forms/dros_chart.pdf? Accessed January 6, 2013.

  56. Anonymous. California market still lucrative. The New Firearms Business. 2007;14(6):5.

  57. Paxson MC, Dillman DA, Tarnai J. Improving response to business mail surveys. In: Cox BG, Binder DA, Chinnappa BN, et al., eds. Business survey methods. New York, NY: Wiley; 1995: 303–315.

  58. Kriauciunas A, Parmigiani A, Rivera-Santos M. Leaving our comfort zone: integrating established practices with unique adaptations to conduct survey-based strategy research in nontraditional contexts. Strat Mgmt J. 2011; 32(9): 994–1010.

    Article  Google Scholar 

Download references

Acknowledgments

We are especially grateful to the retailers who participated in the survey, many of whom provided additional helpful comments. Barbara Claire, Vanessa McHenry, and Mona Wright provided expert technical assistance throughout the project. Dr. Tom Smith served as a consultant for the development of the survey questionnaire and gave extensive input. Jeri Bonavia, Kristen Rand, and Josh Sugarmann provided helpful reviews of a draft questionnaire. The Firearm Licensee Survey was supported in part by a grant from The California Wellness Foundation, grant number 2010-067. Initial planning was also supported in part by a grant from the Joyce Foundation, grant number 09-31277.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Garen J. Wintemute.

Electronic supplementary material

Below is the link to the electronic supplementary material.

ESM 1

(DOC 812 kb)

Rights and permissions

Reprints and permissions

About this article

Cite this article

Wintemute, G.J. Support for a Comprehensive Background Check Requirement and Expanded Denial Criteria for Firearm Transfers: Findings from the Firearms Licensee Survey. J Urban Health 91, 303–319 (2014). https://doi.org/10.1007/s11524-013-9842-7

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11524-013-9842-7

Keywords

Navigation